Legal

This website (www.mercatopartners.com) (this “Website”) is owned and operated by Mercato Management, LLC (“Mercato”). Mercato offers investment advisory services and is an investment adviser registered with the U.S. Securities and Exchange Commission (the “SEC”). SEC registration does not constitute an endorsement of the advisory firm by any regulatory authority, nor does it indicate that the advisory firm has attained a particular level of skill or ability. All content available on this Website is general in nature, not directed or tailored to any particular person, and is for informational purposes only. Neither the Website nor any of its content is offered as investment advice and should not be deemed as investment advice or a recommendation to purchase or sell any specific security. The information contained herein reflects the opinions and projections of Mercato as of the date hereof, which are subject to change without notice at any time. Mercato does not represent that any opinion or projection will be realized. Neither Mercato nor any of its advisers, officers, directors, or affiliates represents that the information presented on this Website is accurate, current, or complete, and such information is subject to change without notice. Any performance information must be considered in conjunction with applicable disclosures. Past performance is not a guarantee of future results. Neither this Website nor its contents should be construed as legal, tax, or other advice. Individuals are urged to consult with their own tax or legal advisers before making any investment.

BY THE NUMBERS

1. The data shown is that of all Mercato funds (the “Funds”), which are managed by Mercato Management, LLC (the“Investment Manager”).  Any performance data is presented both gross and net of all fees and expenses, including the management fee and performance allocation. The performance data is not an estimate of any specific investor’s actual performance, which may be materially different from such performance depending on numerous factors.  No representations or warranties are made by the Funds, the Investment Manager, or any other person or entity as to the future profitability of the Funds.  Past performance is not indicative of future results.
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RECENT INVESTMENTS

2. These investment examples are provided for illustrative purposes only; however, these investment examples were selected because Mercato believes they are indicative of the type of investment it expects the Mercato Funds to make. These examples should not be deemed as investment advice or a recommendation to purchase or sell any specific security. No representations or warranties whatsoever are made by Mercato or any other person or entity as to the investments the Mercato Funds will make, the future profitability of the Mercato Funds, or the results of making an investment. Past performance is not a guarantee of future results.
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FEATURED EDITORIAL

3. Mercato Management, LLC (“Mercato”) offers investment advisory services and is registered with the U.S. Securities and Exchange Commission (“SEC”). SEC registration does not constitute an endorsement of the advisory firm by any regulatory authority, nor does it indicate that the advisory firm has attained a particular level of skill or ability. All content available in these insights is general in nature, not directed or tailored to any particular person, and is for informational purposes only. Neither these insights nor any of their content is offered as investment advice and should not be deemed as investment advice or a recommendation to purchase or sell any specific security. The information contained herein reflects the opinions and projections of Mercato as of the date hereof, which are subject to change without notice at any time. Mercato does not represent that any opinion or projection will be realized. The information contained herein has been obtained from sources considered reliable, but neither Mercato nor any of its advisers, officers, directors, or affiliates represents that the information presented in these insights is accurate, current, or complete, and such information is subject to change without notice. The information contained in these insights does not purport to be a complete description of the securities, markets, or developments referred to in this material. Any performance information must be considered in conjunction with applicable disclosures. Past performance is not a guarantee of future results. Neither these insights nor their contents should be construed as legal, tax, or other advice. Individuals are urged to consult with their own tax or legal advisors before entering into any advisory contract. Any investment is subject to risks, including the possible loss of principal. Individual investor’s results will vary. Investing involves risk, and you may incur a profit or loss, including the entire loss of investment, regardless of the strategy selected.

PORTFOLIO

FUND INVESTMENT DISCLOSURES

4. These investment examples are provided for illustrative purposes only; however, these investment examples were selected because Mercato believes they are indicative of the type of investment it made in Traverse Fund I. These examples should not be deemed as investment advice or a recommendation to purchase or sell any specific security. Past performance is not a guarantee of future results.

5. These investment examples are provided for illustrative purposes only; however, these investment examples were selected because Mercato believes they are indicative of the type of investment it made in Traverse Fund II. These examples should not be deemed as investment advice or a recommendation to purchase or sell any specific security. No representations or warranties whatsoever are made by Mercato or any other person or entity as to the investments Traverse Fund II made, the future profitability of Traverse Fund II, or the results of making an investment. Past performance is not a guarantee of future results.
6. These investment examples are provided for illustrative purposes only; however, these investment examples were selected because Mercato believes they are indicative of the type of investment it made in Traverse Fund III. These examples should not be deemed as investment advice or a recommendation to purchase or sell any specific security. No representations or warranties whatsoever are made by Mercato or any other person or entity as to the investments Traverse Fund III made, the future profitability of Traverse Fund III, or the results of making an investment Past performance is not a guarantee of future results.
7. These investment examples are provided for illustrative purposes only; however, these investment examples were selected because Mercato believes they are indicative of the type of investment it expects Traverse Fund IV to make.These examples should not be deemed as investment advice or a recommendation to purchase or sell any specific security. No representations or warranties whatsoever are made by Mercato or any other person or entity as to the investments Traverse Fund IV will make, the future profitability of Traverse Fund IV, or the results of making an investment. Past performance is not a guarantee of future results.

QUOTE DISCLOSURES‍

8. Jordan Wright is the CEO & Co-Founder of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Wright was not compensated for providing this statement. However,Mr. Wright may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
9. Brian Mandelbaum is the CEO of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Mandelbaum was not compensated for providing this statement. However, Mr. Mandelbaum may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
10. Alex Frommeyer is the Founder & CEO of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Frommeyer was not compensated for providing this statement. However, Mr. Frommeyer may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
11. Jeremy Docken is the Chief Strategy Officer& Co-Founder of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Docken was not compensated for providing this statement. However, Mr. Docken may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
12. Joel Dehlin is the CEO of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Dehlin was not compensated for providing this statement. However, Mr. Dehlin may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
13. Stephen Balaban is the CEO & Co-Founder of a portfolio company in which Mercato is currently invested through one of its funds. Mr.Balaban was not compensated for providing this statement. However, Mr. Balaban may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
14. Brock Blake is the CEO & Co-Founder of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Blake was not compensated for providing this statement. However, Mr. Blake may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
15. Mark Douglas is the CEO of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Douglas was not compensated for providing this statement. However, Mr. Douglas may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
16. John Pestana is the CEO & Co-Founder of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Pestana was not compensated for providing this statement. However, Mr. Pestana may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
17. Brian Whorley is the CEO & Co-Founder of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Whorley was not compensated for providing this statement. However, Mr. Whorley may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
18. John Wilson is the CEO of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Wilson was not compensated for providing this statement. However, Mr. Wilson may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.
19. Bill Snyder is the CEO of a portfolio company in which Mercato is currently invested through one of its funds. Mr. Snyder was not compensated for providing this statement. However, Mr. Snyder may have an incentive to provide this statement due to the fact that Mercato owns equity in his portfolio company through one or more of the funds it manages.